This comprehensive audiobook offers you the knowledge and strategies to prepare for the 6-hour NASD Series 7 licensing examination. Passing the exam qualifies a person to be registered as a General Securities Representative. This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. This program covers both the NASD and State licensing exam.This audio covers the following topics in an easy to understand and enjoyable format:
Option Basics Options Risk/Reward Spreads, Straddles, and Combinations Stock Index, Foreign Currency, and Yield Based Options Municipal Bonds Corporate Bonds U.S. Government Bonds Interest Rates and Bond Prices Types of Yield Point vs. Basis Point Benefits of a BondholderThe Series 63 Test Preparation is designed for Registered Representatives and others who need to prepare for the Uniform Securities Agent State Law Examination's License Series 63 Exam. Passage is required to conduct business in a state. It delivers a broad understanding of the more difficult exam topics and is delivered in a lively, easy to understand, and high impact manner by a high-energy presenter. This also covers both the NASD and State licensing exam.
The major areas covered in the Series 63 Test Prep are:
Powers of the Administrator Prohibited Practices Broker/Dealers and Agents Investment Advisers Registration of Securities